The Senior Manager – Compliance will oversee regulatory reviews, ensure compliance under SEBI, and manage due diligence for insurance distribution partners. The role also focuses on building a compliance culture and managing ad-hoc projects within the company.
Location: Gurugram
Your Future Employer: A leading organization in the insurance sector, offering dynamic work culture and growth opportunities.
Responsibilities:
- Manage Compliance Reviews: Design and execute compliance review programs, conduct independent reviews for corporate functions and third-party service providers, track and close compliance issues, and report to management committees.
- Compliance under SEBI (Prohibition of Insider Trading) Regulations: Update and maintain the Code of Conduct for Access Persons, evaluate trade requests, and ensure adherence to the code.
- Regulatory Inspections: Coordinate with stakeholders to ensure smooth handling of regulatory inspections and observations.
Requirements:
- Minimum 9+ years of experience in compliance management, with a focus on regulatory reviews and adherence to SEBI regulations.
- Qualifications: CA/MBA.
- Strong result-orientation with excellent communication and analytical skills.
- Ability to work across departments, manage multiple tasks simultaneously, and handle tight deadlines.
What is in it for you:
- Engage in diverse and challenging projects that contribute directly to the company's growth.
- A dynamic, supportive, and collaborative work environment
Reach Us - If you think this role is aligned with your career, kindly write me an email along with your updated CV on kapil.kataria@crescendogroup.in for a confidential discussion on the role.
Disclaimer - Crescendo Global specializes in Senior to C-level niche recruitment. We are passionate about empowering job seekers and employers with an engaging memorable job search and leadership hiring experience. Crescendo Global does not discriminate based on race, religion, color, origin, gender, sexual orientation, age, marital status, veteran status or disability status.
Note - We receive many applications daily, so it becomes difficult for us to get back to each candidate. Please assume that your profile has not been shortlisted in case you don't hear back from us in 1 week. Your patience is highly appreciated.
Keywords -Compliance Audit, Compliance Review, SEBI, IRDAI, Insurance Jobs, Jobs in Gurugram, Crescendo Global