Senior Manager-Quality Assurance Specialist-6+Years-Mumbai

Senior Manager-Quality Assurance Specialist-6+Years-Mumbai

Are you passionate about ensuring robust controls against financial crime? We’re hiring an experienced QA Specialist to join us. If you bring strong expertise in 1LoD QA/QC testing, Financial Crime Compliance, and are eager to contribute to a high-impact, risk-focused environment within asset management, we want to hear from you!

Location: Mumbai

Your Future Employer:  A leading global organization prioritizing leadership development, diversity, and growth across all levels of the enterprise.

Responsibilities:

1. Conducting sample-based testing of KYC and due diligence cases managed in-house and via third-party administrators (TPAs/TAs).
2. Supporting the design and executing of 1LoD financial crime testing plans.
3. Documenting results, identifying gaps or deficiencies, and proposing mitigation strategies.
4. Ensuring timely implementation of mitigating actions across relevant processes.
5. Communicating findings and collaborate with 1LoD stakeholders for remediation planning.
6. Upskilling and training teams where knowledge gaps in financial crime processes are observed.
7. Maintaining detailed records and prepare insightful reports for management.

1. 6-8 years total experience in Financial Services Risk function in Financial Crime QA/QC.
2. Strong knowledge of KYC, AML, PEPs, Sanctions, Adverse Media screening and onboarding.
3. Deep understanding of asset management-related entities – Trusts, Funds, SPVs, etc.
4. ICA and CAMS certification
5. Proven experience with complex ownership structures and AML/KYC risk analysis.
6. Familiarity with EU & UK AML regulations and regulatory requirements.
7. Exceptional attention to detail, analytical mindset, and proficiency in MS Office.
8. Excellent communication skills – verbal & written – with stakeholder engagement experience.
9. Graduate degree in Commerce, Business, Law, or related fields

What’s in it for you?

1. Work with a highly reputed global financial services brand
2. Exposure to international regulatory frameworks and complex compliance environments
3. Opportunity to shape and enhance first line of defense QA processes
4. Competitive compensation and career progression potential
5. A collaborative and learning-oriented work culture

Reach Us: If you feel this opportunity is well aligned with your career progression plans, please feel free to reach me with your updated profile at Ananya.kad@crescendogroup.in

Disclaimer: Crescendo Global specializes in senior to C-level niche recruitment. We are passionate about empowering job seekers and employers with an engaging and memorable job search and leadership hiring experience. Crescendo Global does not discriminate on the basis of race, religion, color, origin, gender, sexual orientation, age, marital status, veteran status or disability status.

Note: We receive a lot of applications daily. If you don’t hear back from us within 1 week, please assume your profile has not been shortlisted. We appreciate your patience and interest.

Profile Keywords: QA Specialist, QC, KYC, AML, Financial Crime Testing, 1LoD, Asset Management, PEP, Sanctions Screening, Adverse Media, KYC Risk, CAMS, Compliance Testing, AML Regulations, Financial Services, Due Diligence, Risk & Control, Assurance Testing